Nuvama Group
Regulatory Compliance Manager
Mumbai, Maharashtra · contract
via Adzuna
First seen Sep 14 · last seen 2d ago · via Adzuna
The posting, as published
Key Responsibilities: Regulatory Review & Business Impact Assessment Examine regulations governing Stock Brokers, Research Analysts, Investment Advisers, and Alternative Investment Funds (AIFs) from a business and operational perspective. Identify regulatory challenges, assess business implications, and provide actionable recommendations to management. Data Analysis & Management Reporting Analyze internal business and compliance data to identify trends, exceptions, and areas of concern. Prepare…